Journal of Resources and Ecology >
Sustainable Livelihood Security in the Poyang Lake Eco-economic Zone: Ecologically Secure, Economically Efficient or Socially Equitable?
Received date: 2020-11-04
Accepted date: 2021-03-04
Online published: 2022-04-18
Supported by
The National Natural Science Foundation of China(41861036)
The China Postdoctoral Science Foundation(2018M630738)
The Natural Science Foundation of Jiangxi Province(20192BAB213023)
The Young Doctor Fund of Jiangxi Social Science Plan(17BJ38)
The Humanities and Social Sciences Research Project of Jiangxi Universities(GL18238)
The Postdoctoral Daily Fund of Jiangxi Province in 2018(2018RC29)
The Jiangxi Provincial Postdoctoral Science Foundation(2019KY11)
The Science and Technology Project of Education Department of Jiangxi Province(GJJ200504)
Sustainable Livelihood Security (SLS) remains a rarely considered yet important issue for rural sustainability and natural resource management. Particularly in China, rural SLS research in a typical area is urgently needed, but insufficient under the background of National Rural Revitalization and Ten-year Fishing Ban of Yangtze River. Focusing on the policy-targeted inland lake area, we proposed a Livelihood Security Analysis (LSA) framework by establishing an adaptive indicator system and integrating multiple econometrical and geographical methods. This study aims to evaluate the SLS in Poyang Lake Eco-economic Zone comprehensively from the three aspects of ecology, economy and society, analyze their spatial patterns, identify the main constraints, and finally give specific suggestions for improving rural sustainability management. The results showed that rural SLS in the inland great lake area tended to be vulnerable mainly due to the lagging economic efficiency and unbalanced social equality, and mediated by regional ecological characteristics. The overall SLS and Ecological Security Index (ESI) were higher in the north and lower in the south, while Economic Efficiency Index (EEI) and Social Equality Index (SEI) were at the middle level and circularly distributed around Nanchang City. The dominating factors which have greatly shaped the spatial pattern of SLS include rural per capita electricity consumption, fishery breeding area, population dependency ratio, urbanization rate, and fishery population. The obstacle degree is ranked as economic system > social system > ecological system. An outdated economy and incomplete social services are the main constraints, characterized by weak electricity consumption, limited beds in hospitals, low urbanization rate, deficient agricultural machinery power, and a small agricultural output value. Therefore, one urgent need is to activate the rural economy by reinforcing rural electric power facilities and promoting agricultural mechanization. In addition, transforming the peasants/fishermen to the non-agricultural sector should be accelerated, which will help to reduce ecological pressure, boost urban-rural integration and narrow the income gap.
WU Zhilong , ZENG Tian , HUANG Jin . Sustainable Livelihood Security in the Poyang Lake Eco-economic Zone: Ecologically Secure, Economically Efficient or Socially Equitable?[J]. Journal of Resources and Ecology, 2022 , 13(3) : 442 -457 . DOI: 10.5814/j.issn.1674-764x.2022.03.009
Table 1 Summary of livelihood analysis frameworks |
Representative framework | Main advantages | Potential limitations | Reference | Targeted area |
---|---|---|---|---|
Human Development Index (HDI) | Consisting of three indicators: life expectancy, adult literacy rate and the logarithm of GDP per capita, the HDI allows for easy and comprehensive assessment of the social development, and helps to work out corresponding strategies | The HDI is mainly derived from social and economic scope, and may neglect the ecology and environmental protection | UNDP, 1990 | Worldwide application |
Sustainable Livelihood Analysis (SLA) framework | Composed of vulnerability context, livelihood capital, transformation of structures and institutions, livelihood strategy and livelihood outcomes, SLA framework provides a checklist of important questions for livelihood study | It requires a lot of resources and a high level of skill, which makes it difficult to operationalize and use | Department for International Development (DFID), 2000 | Developing countries/areas |
Household Livelihood Security (HLS) | HLS has eight sub-components based on availability, accessibility, quality, and use and status of basic elements of livelihood security. It helps to identify the constraints to livelihood security | The HLS approach is highlighted at the family or community level, but not suitable on a larger scale | Lindenberg, 2002 | Developing countries/areas |
Vulnerability framework | Vulnerability framework elaborates the complexity and relevance of internal components, i.e. exposure, sensitivity and resilience | This framework is conceptual and does not provide detailed indicators or specific methods | Turner et al., 2003 | - |
Sustainable Livelihood Security Index (SLSI) | The SLSI index is comprehensively thinking and takes the ecological, economic and social systems into account | It is hard to identify the key variables and obstacle factors with a subjective weight for each indicator | Singh and Hiremath, 2010 | Gujarat, India |
Environmental Livelihood Security (ELS) framework | This framework fully illustrates the water, energy and food nexus in the environment system, and the vulnerability, assets and outcome nexus in the livelihood system | ELS may be insufficient for assessing livelihood security by merely focusing on the relationship between environment and livelihood | Biggs et al., 2015 | Tonle Sap Lake area, Cambodia |
Household Livelihood Resilience Approach (HLRA) | The HLRA draws from the sustainable livelihoods approach and provides detailed indicators associated with five capital assets | It may be hard to operate with the HLRA as it requires a large dataset to fulfill 25 indicators | Quandt, 2018 | Isiolo County, Kenya |
Fig. 1 A framework for livelihood security analysis in the great lake areaNote: The livelihood security analysis framework established in this paper is applicable to all the great lakes region, not specifically Poyang Lake region. |
Table 2 The indicator system of rural SLS in the Poyang Lake Eco-economic Zone |
Goal layer | Sub-goal layer | Criterion layer | Indicator layer | Indicator description | Entropy weight | Comprehensive weight |
---|---|---|---|---|---|---|
Sustainable Livelihood Security (SLS) | Ecological Security Index (ESI) (0.33) | Ecological quality (0.50) | 1 Forest coverage (%) | The ratio of forest land to total land area, data from Jiangxi Provincial Department of Natural Resources (+) | 0.19 | 0.0318 |
2 Water area ratio (%) | The ratio of rivers, lakes, reservoirs, ponds, wetlands, etc. to the total land area, data from Jiangxi Provincial Department of Natural Resources (+) | 0.34 | 0.0567 | |||
3 Surface water environment quality | Measured in accordance with the “Technical Regulations for Urban Surface Water's Environmental Quality Ranking”, which comprehensively shows the pollutant concentration in the water. The higher the value, the heavier the pollution. The annual mean value is adopted, and data come from Jiangxi Provincial Department of Ecological Environment (-) | 0.09 | 0.0152 | |||
4 Ecological protection red-line area ratio (%) | The ratio of the national ecological protection red line area to the total land area, data from Jiangxi Provincial Department of Ecological Environment (+) | 0.38 | 0.0630 | |||
Ecological stress (0.50) | 5 Population-farmland ratio (person mu-1) | The ratio of rural population to farmland area, calculated based on the data of Jiangxi Statistical Yearbook (-) | 0.27 | 0.0445 | ||
6 Chemical fertilizer application intensity (kg mu-1) | The amount of chemical fertilizer applied per unit area of arable land, calculated according to the data of Jiangxi Statistical Yearbook (-) | 0.32 | 0.0536 | |||
7 Fishery population (person) | Population engaged in fishery production, data from Jiangxi Statistical Bureau (-) | 0.20 | 0.0338 | |||
8 Fishery breeding area (mu*) | Data from Jiangxi Statistical Bureau (-) | 0.21 | 0.0348 | |||
Economic Efficiency Index (EEI) (0.33) | Production level (0.50) | 9 Total output value of farming, forestry, animal husbandry and fishery (yuan person-1) | Per capita output value of farming, forestry, animal husbandry and fishery, data from Jiangxi Statistical Bureau (+) | 0.38 | 0.0637 | |
10 Total power of agricultural machinery (kW) | Data from Jiangxi Statistical Bureau (+) | 0.49 | 0.0810 | |||
11 Multiple Cropping Index | The ratio of the sown area of crops to cultivated land, calculated based on the data of Jiangxi Statistical Yearbook (+) | 0.13 | 0.0220 | |||
Consumption level (0.50) | 12 Farmers' per capita disposable income (yuan person-1) | Data from Jiangxi Statistical Bureau (+) | 0.21 | 0.0347 | ||
13 Rural per capita electricity consumption (kwh person-1) | Rural per capita annual electricity consumption, data from Jiangxi Statistical Bureau (+) | 0.68 | 0.1137 | |||
14 Farmers' per capita living consumption expenditure (yuan person-1) | Data from Jiangxi Statistical Bureau (+) | 0.11 | 0.0183 | |||
Social Equality Index (SEI) (0.33) | Rural-urban equilibrium (0.50) | 15 Rural-urban income disparity (yuan) | Urban residents' disposable income minus farmers' per capita net income, calculated based on Jiangxi Statistical Yearbook data (-) | 0.31 | 0.0512 | |
16 Urbanization rate (%) | Data from Jiangxi Statistical Bureau (+) | 0.51 | 0.0856 | |||
17 Proportion of rural migrant laborers (%) | Proportion of rural laborers seeking jobs outside of their hometown, data from Jiangxi Statistical Bureau (-) | 0.18 | 0.0300 | |||
Social security (0.50) | 18 Rural population dependency ratio | The ratio of non-working-age population to working-age population, calculated according to the data of Jiangxi Statistical Yearbook (-) | 0.14 | 0.0230 | ||
19 Number of beds per thousand people in hospitals/public health centers | Data from Jiangxi Statistical Bureau (+) | 0.48 | 0.0800 | |||
20 Faculty-student ratio of basic education | The ratio of professional teachers to the number of students on campus, calculated based on the data of Jiangxi Statistical Yearbook (+) | 0.38 | 0.0637 |
Note: (+) and (-) represent positive and negative indicators, respectively; (*) the values in the brackets are the AHP weight accordingly. * 1 mu = 0.06667 ha. |
Fig. 2 Spatial pattern of rural SLS in Poyang Lake Eco-economic Zone |
Fig. 3 Spatial pattern of rural SLS factors |
Table 3 The Global Moran's I index values of rural SLS |
Moran's I index and statistics | SLS | Ecological security | Economic efficiency | Social equality | ||||||
---|---|---|---|---|---|---|---|---|---|---|
Ecological quality | Ecological stress | ESI | Production level | Consumption level | EEI | Rural-urban equilibrium | Social security | SEI | ||
Moran's I | 0.3940 | 0.3625 | 0.2318 | 0.4446 | 0.0847 | 0.3279 | 0.3494 | 0.2231 | 0.1998 | 0.0043 |
Z-score | 3.9373 | 3.5021 | 2.3224 | 4.2427 | 1.0365 | 4.4427 | 3.4726 | 2.4776 | 2.0752 | 0.3195 |
P-value | 0.0001 | 0.0005 | 0.0202 | 0 | 0.3000 | 0 | 0.0005 | 0.0132 | 0.0380 | 0.7493 |
Fig. 4 Power determinant value and ranking of SLS indicators |
Fig. 5 Dominant factors of rural SLS in Poyang Lake Ecological Economic Zone |
Table 4 Obstacle degree of SLS and its ranking |
Sub-goal layer | Criterion layer | Indicator layer | The frequency of obstacles≥ 3% | Mean value of obstacle degree | Ranking of obstacle degree |
---|---|---|---|---|---|
Ecological Security Index (0.23) | Ecological quality (0.16) | 1. Forest coverage | 22 | 0.03 | 13 |
2. Water area ratio | 25 | 0.05 | 9 | ||
3. Surface water environmental quality | 0 | 0.01 | 18 | ||
4. Ecological protection red line area ratio | 30 | 0.07 | 6 | ||
Ecological stress (0.08) | 5. Population-farmland ratio | 5 | 0.02 | 15 | |
6. Chemical fertilizer application intensity | 28 | 0.04 | 11 | ||
7. Fishery population | 3 | 0.01 | 17 | ||
8. Fishery breeding area | 4 | 0.01 | 20 | ||
Economic Efficiency Index (0.41) | Production level (0.20) | 9. Total output value of farming, forestry, animal husbandry and fishery | 33 | 0.09 | 5 |
10. Total power of agricultural machinery | 33 | 0.09 | 4 | ||
11. Multiple Cropping Index | 4 | 0.02 | 14 | ||
Consumption level (0.21) | 12. Farmers' per capita disposable income | 32 | 0.04 | 10 | |
13. Rural per capita electricity consumption | 33 | 0.16 | 1 | ||
14. Farmers' per capita living consumption expenditure | 3 | 0.01 | 19 | ||
Social Equality Index (0.36) | Rural-urban equilibrium (0.18) | 15. Rural-urban income disparity | 32 | 0.06 | 7 |
16. Urbanization rate | 32 | 0.10 | 3 | ||
17. Proportion of rural migrant laborer | 26 | 0.03 | 12 | ||
Social security (0.18) | 18. Rural population dependency ratio | 3 | 0.01 | 16 | |
19. Number of beds per thousand people in hospitals/public health centers | 33 | 0.11 | 2 | ||
20. Faculty-student ratio of basic education | 29 | 0.06 | 8 |
Note: (*) indicates that the values in the brackets are the obstacle degree accordingly. |
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